Securities Arbitration Lawyer for Investors: Your Advocate in FINRA Disputes

Disputes in the financial industry can be highly technical, fact-intensive, and governed by a complex framework of federal laws and industry regulations. When investors suffer financial losses due to broker misconduct, the forum for resolving those disputes is often securities arbitration, most commonly conducted through the Financial Industry Regulatory Authority, or FINRA.

At AMW Law PLLC, we provide aggressive and knowledgeable representation in these high-stakes matters. If you are an investor seeking to recover losses, securities arbitration attorney Artur M. Wlazlo offers a rare combination of experience, insight, and advocacy that can make a critical difference in the outcome.

Understanding FINRA Arbitration

Unlike traditional litigation, arbitration is a private dispute resolution process in which parties present their claims to a panel of arbitrators rather than a judge or jury. In the world of securities, most arbitration proceedings are conducted under FINRA’s rules, which govern the process for both investors and financial professionals. Investors are often bound by arbitration agreements included in brokerage account opening documents, and registered representatives are typically subject to mandatory arbitration clauses with their firms.

While arbitration is often faster and less costly than court proceedings, it is no less serious. FINRA arbitrations can involve significant financial losses, complex legal arguments, and reputational consequences. Arbitration awards are final and binding, and there are very limited grounds upon which they can be challenged in courts. For these reasons, selecting the right securities arbitration lawyer is crucial.

Representing Investors: Recovery After Investment Losses

Investors who have lost substantial funds as a result of mismanagement, fraud, or misconduct by financial professionals turn to arbitration to recover their losses. These claims often involve allegations such as:

• Unsuitable investment recommendations

• Overconcentration in risky securities like junk bonds, REITs, or options

• Misrepresentations or omissions of material facts

• Unauthorized trading

• Excessive commissions or churning of accounts

• Breach of fiduciary duty

Each of these claims requires not only a firm grasp of securities laws but also a deep understanding of brokerage practices, compliance protocols, and securities products. Artur M. Wlazlo brings this knowledge to bear in every case. His prior experience in the enforcement division of FINRA, as a litigator at Greenberg Traurig LLP, and as a compliance professional at Morgan Stanley enables him to analyze trading records, review correspondence, and identify the subtle indicators of misconduct that less experienced attorneys may overlook.

For investors, securities arbitration often represents the only realistic opportunity for financial recovery. Whether you are a retiree who trusted a financial advisor for safe income, or a high-net-worth individual misled into a complex private placement, AMW Law PLLC works tirelessly to build compelling cases and present them with clarity and authority before FINRA arbitrators.

A Unique Advantage: A FINRA Arbitrator on Your Side

One of the key advantages of working with AMW Law PLLC is that your securities arbitration attorney is also a current arbitrator for FINRA’s Dispute Resolution forum. This perspective is invaluable. Understanding how arbitrators view evidence, assess credibility, and apply the law provides a significant edge in both preparing and presenting a case. It allows us to craft arguments that resonate with decision-makers and to avoid common pitfalls that can weaken a claim.

Mr. Wlazlo’s insider knowledge of FINRA arbitration procedures ensures that every phase of the case—from pre-hearing discovery to closing arguments—is handled with precision and foresight. This translates to better-prepared cases and more favorable results for our clients.

Arbitration Is Not Just About Law—It’s About Strategy

While knowledge of securities law is fundamental, success in FINRA arbitration often turns on strategy, preparation, and the ability to tell a persuasive story. The informal nature of arbitration means that evidence and testimony can carry more weight than in court, making credibility and clarity essential.

AMW Law PLLC brings a disciplined and structured approach to arbitration. We conduct comprehensive factual investigations, work with expert witnesses when needed, prepare detailed arbitration statements of claim or answers, and aggressively advocate for our clients at every hearing. We don’t just know the rules—we know how to use them to your advantage.

Local Presence, National Reach

With offices in New York and deep connections across Long Island, AMW Law PLLC is well-positioned to represent clients in one of the nation's most active securities markets. However, because FINRA arbitration is a national forum, we routinely represent clients throughout the country. Whether you are in Manhattan, the Hamptons, or elsewhere across the U.S., our firm has the capacity and experience to advocate effectively in any FINRA dispute.

Contact AMW Law PLLC Today

If you are facing a securities-related dispute, pursuing recovery for your losses , time is of the essence. Statutes of limitations and FINRA impose deadlines on when claims can be filed, and early legal advice can mean the difference between success and failure.

Contact AMW Law PLLC today to speak directly with a seasoned securities arbitration attorney who understands your challenges and knows how to achieve results. With over 20 years of frontline securities experience - from enforcement to defense to arbitration - Artur M. Wlazlo offers unmatched perspective and relentless advocacy in every case.