Securities Lawyer Near Me: Local Counsel with National Experience

When faced with complex legal issues involving investments, broker misconduct, or securities regulation, many investors and financial professionals begin their search with a simple question: “Where can I find a trusted securities lawyer near me?” For individuals in Long Island, New York, and the greater tri-state area, AMW Law PLLC offers the unique combination of Wall Street-level experience and local, personalized attention.

Led by Artur M. Wlazlo, a veteran of FINRA, Greenberg Traurig LLP, and Morgan Stanley, our firm brings more than 20 years of securities law experience to clients in Nassau County, Suffolk County, and across the country. Whether you’re an investor seeking to recover losses or a broker defending against a regulatory inquiry or arbitration claim, we deliver sophisticated, results-driven representation with the accessibility of a local law office.

Securities Attorney with Local Presence and Nationwide Reach

Securities law is a highly specialized and technical field. Many lawyers dabble in securities litigation as part of a broader practice, but few have the focused experience that these cases demand. Even fewer operate in your own community, understand the local economic landscape, and have first-hand familiarity with the brokerage firms and practices common in New York and Long Island.

At AMW Law PLLC, we don’t just understand the rules; we understand how they’re applied in practice, how investors are sold complex products, and how regional firms operate. Whether your broker worked for a national wirehouse or a Long Island-based investment firm, we can evaluate their conduct, identify red flags, and explain your rights under both state and federal securities laws.

For investors in Garden City, Great Neck, Huntington, Hauppauge, Melville, or Riverhead, finding a securities lawyer where they live and who understands the unique characteristics of local firms and investors gives them a valuable edge.

Serving Investors and Professionals Throughout New York - and Nationwide

While our roots are in Long Island, our reach is national. Because most disputes involving investment fraud or broker misconduct are resolved through FINRA arbitration, generally, geography is no barrier to representation. We represent investors and financial professionals throughout the United States in arbitration and regulatory proceedings. That said, we are especially proud to offer accessible, face-to-face counsel to clients in:

• Nassau County (including Garden City, Mineola, Rockville Centre, and more)

• Suffolk County (including Huntington, Smithtown, Stony Brook, and more)

• New York City (Manhattan, Brooklyn, Queens, Bronx, Staten Island)

• Westchester County

• Eastern Long Island and the Hamptons

For clients who prefer local counsel with a deep understanding of the region and the personal touch of a boutique practice, AMW Law PLLC is an ideal fit.

Types of Cases We Handle

As a dedicated securities lawyer, Artur M. Wlazlo represents clients in a wide variety of investment-related disputes and regulatory matters. Common types of cases include:

• Investment Fraud – Representing clients who have been defrauded or misled into purchasing unsuitable or risky investments.

• Broker Misconduct – Including unauthorized trading, excessive commissions, overconcentration, churning, and breach of fiduciary duty.

• Securities Arbitration – Representing both claimants and respondents in FINRA arbitration proceedings, from filing the claim to hearing.

• Regulatory Defense – Defending stockbrokers, investment advisors, and other financial professionals in investigations and disciplinary proceedings by FINRA or the SEC.

• Form U5 and Expungement Claims – Helping brokers challenge false or damaging termination disclosures and clear their CRD records.

• Promissory Note and Compensation Disputes – Representing professionals in intra-industry arbitrations with former firms.

Our clients range from individual retirees and first-time investors to registered representatives and financial advisors under investigation or named in customer complaints. Whether the issue is financial loss or professional jeopardy, we tailor our strategy to the client’s needs and goals.

A Unique Perspective from Every Angle

What makes AMW Law PLLC truly different from other local securities firms, or from large national firms, is Artur Wlazlo’s experience from every perspective in the industry. Few lawyers can say they’ve been:

• A FINRA Enforcement attorney, investigating and prosecuting misconduct;

• A defense lawyer for some of the largest broker-dealers in the country;

• A FINRA arbitrator, deciding cases brought by investors and brokers;

• And now, also as claimants’ counsel, focused on recovering losses for individual investors.

This unmatched depth of experience allows us to anticipate opposing strategies, understand regulatory priorities, and present cases in the most effective light to arbitrators and regulators alike. We know what matters in these cases, and what wins.

The Local New York Firm That Treats You Like a Priority

When you search for a securities lawyer near me, you’re not just looking for legal experience; you’re looking for someone who will return your calls, answer your questions, and care about your case. At AMW Law PLLC, we take pride in our personalized service. Every case is handled directly by Mr. Wlazlo himself, not handed off to junior associates or outside counsel. We invest the time to understand your situation, educate you about your options, and develop a plan for resolution.

We also understand that securities fraud can be emotionally devastating. Many clients come to us feeling embarrassed, misled, or unsure whether they even have a claim. We provide honest, clear answers and a safe space to explore your legal rights. If your claim has merit, we will pursue it with precision and determination.

Contact a Securities Lawyer Near You Today

If you believe you’ve been the victim of investment fraud or broker misconduct, or if you’re a registered rep under FINRA investigation, don’t delay. The sooner you seek legal advice, the more likely you are to protect your interests and build a successful case. Securities claims often have strict time limits, including eligibility rules under FINRA and statutes of limitation under federal law.

Located in the heart of Long Island, AMW Law PLLC is your local source for nationally respected securities law counsel. We combine experience from Wall Street, national litigation, and federal regulatory enforcement with the accessibility of a neighborhood law office.

Contact us today for a confidential consultation. If you're searching for a securities lawyer near me, your search ends here with AMW Law PLLC.